Todd B. Stockwell

SCHWAB WEALTH ADVISORY

Boston, MA 02110

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CRD#: 2443510

Professional summary

Todd Blanchard Stockwell, CFP®, who also goes by Todd Stockwell, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Boston, Massachusetts and CHARLES SCHWAB & CO., INC. located in Boston, Massachusetts.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Stockwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Blanchard Stockwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 19, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: One International Place Suite 2810, Boston, MA 02110

RIA

CRD#: 159035

Boston, MA

Current

June 19, 2023 - Present

CHARLES SCHWAB & CO., INC.

Office #1: One International Place, Boston, MA 02110-2600

RIA

CRD#: 5393

Boston, MA

Past

March 1, 2023 - April 14, 2023

POLARIS WEALTH ADVISORY GROUP

RIA

CRD#: 158718

Newton, MA

Past

February 16, 2022 - April 14, 2023

RWA WEALTH PARTNERS

RIA

CRD#: 156984

NEWTON, MA

Past

July 13, 2018 - January 10, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 27, 2005 - July 7, 2006

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

MERRIMACK, NH

Past

May 3, 1999 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

March 11, 1994 - January 7, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/8/2024)

Connecticut
(6/20/2023)

Florida
(2/5/2024)

Illinois
(12/11/2024)

Maine
(2/5/2024)

Massachusetts
(6/20/2023)

IAR

Massachusetts
(6/26/2023)

Michigan
(3/11/2024)

New Hampshire
(6/21/2023)

New Jersey
(6/21/2023)

New York
(6/21/2023)

North Carolina
(7/16/2025)

Pennsylvania
(9/27/2024)

Rhode Island
(6/26/2023)

South Carolina
(3/7/2024)

IAR

Texas
(2/3/2024)

Texas
(2/5/2024)

Vermont
(6/23/2023)

Virginia
(3/8/2024)

Washington
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/4/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 10/4/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/18/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd B. Stockwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Blanchard Stockwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

POLARIS WEALTH ADVISORY GROUP

RWA WEALTH PARTNERS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY PERSONAL TRUST COMPANY, FSB

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/1999

Series 63

Date: 3/10/1994

Series 7TO

Date: 10/4/2022

Series 6TO

Date: 10/4/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/2/1994

Series 6

Date: 1/18/1994

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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