Gregory C. Supple

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CRD#: 2443499

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory C Supple, CIMA®, who also goes by Greg Supple, Gregory Cheevers Supple, Gregory Supple, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Supple | Gregory Cheevers Supple | Gregory Supple

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

September 8, 2023 - November 6, 2025

RAYMOND JAMES INVESTMENT MANAGEMENT

RIA

CRD#: 174904

SAINT CHARLES, IL

Past

October 5, 2022 - November 5, 2025

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

April 1, 2022 - September 7, 2022

VISION 4 FUND DISTRIBUTORS

CRD#: 298105

SCOTTSDALE, AZ

Past

December 20, 2006 - October 9, 2019

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

ST. CHARLES, IL

Past

September 8, 2005 - October 9, 2019

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

December 31, 2000 - November 8, 2001

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 2, 2000 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

July 22, 1998 - October 10, 2000

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

February 26, 1997 - June 5, 1997

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

March 20, 1996 - October 31, 1996

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 20, 1994 - February 22, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES INVESTMENT MANAGEMENT

CARILLON TOWER ADVISERS, INC. | RAYMOND JAMES INVESTMENT MANAGEMENT

CRD#: 174904 / SEC#: 801-100356

RIA

Registered Investment Advisory firm - (7/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RAYMOND JAMES INVESTMENT MANAGEMENT

CARILLON TOWER ADVISERS, INC. | RAYMOND JAMES INVESTMENT MANAGEMENT

CRD#: 174904 / SEC#: 801-100356

RIA

Registered Investment Advisory firm - (7/6/2015 Approved)

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Contact information

Main Address

780 Carillon Parkway, St Petersburg, FL 33716

Mailing Address

880 Carillon Parkway, St Petersburg, FL 33716

Phone number

(800) 521-1195

Established

Firm type

Fiscal year end

# of Employees

173

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES INVESTMENT MANAGEMENT FORM ADV PART 2 DECEMBER 2024 (12/11/2024)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 16,378,977,378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory C. Supple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CARILLON FUND DISTRIBUTORS, INC.

VISION 4 FUND DISTRIBUTORS

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

AMUNDI DISTRIBUTOR US, INC.

NATIXIS DISTRIBUTION, LLC

VERAVEST INVESTMENTS, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

RAYMOND JAMES INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2022

Series 63

Date: 3/3/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2005

Series 6

Date: 1/13/1994

Current Firm

RAYMOND JAMES INVESTMENT MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAYMOND JAMES INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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