Jeffrey S Gearhart
Professional Summary
Jeffrey S Gearhart is a registered financial advisor currently at 4170 SECURITIES LLC located in Chicago, Illinois and NEXBANK SECURITIES INC located in New York, New York. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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WILLIAM BLAIR
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Current Firm
NEXBANK SECURITIES INC | PROSPECT SECURITIES, LP | NEXBANK WEALTH ADVISORS | NEXBANK SECURITIES, INC.
Contact Information
Main Address
2515 Mckinney Ave Suite 1100, Dallas, TX 75201Mailing Address
2515 Mckinney Ave Suite 1100, Dallas, TX 75201Phone Number
(972) 763-4000Established
Delaware since 05/25/2006Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
5FINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$882,487Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/21/2026)
(9/16/2026)
(8/12/2026)
(5/14/2026)
(8/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey S Gearhart's CRS (Customer Relationship Summary).
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