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Troy Scott Henington

CIMA®
HENINGTON GROUP RIA
LONE TREE, CO
·CRD# 2443484·32 years experience

Professional Summary

Troy Scott Henington, CIMA®, who also goes by Troy S Henington, is a registered financial advisor currently at HENINGTON GROUP RIA LLC located in Lone Tree, Colorado. Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Troy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Troy S Henington

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

32 years in the financial services industry

Current & Past Employments

HENINGTON GROUP RIA LLC·CRD# 325208
RIA
Lone Tree, CO
September 26, 2023 - Present
SPC·CRD# 110692
RIA
Greenwood Village, CO
July 2, 2018 - December 31, 2022
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Greenwood Village, CO
July 2, 2018 - December 31, 2022
HAYDENROCK PORTFOLIOS LLC·CRD# 287654
RIA
Marlton, NJ
August 4, 2017 - February 8, 2018
SPC·CRD# 110692
RIA
Greenwood Village, CO
June 17, 2016 - June 20, 2017
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Greenwood Village, CO
June 17, 2016 - June 20, 2017
MORGAN STANLEY·CRD# 149777
RIA
Greenwood Village, CO
June 1, 2009 - July 15, 2016
MORGAN STANLEY·CRD# 149777
BD
Greenwood Village, CO
June 1, 2009 - July 15, 2016
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Centennial, CO
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Centennial, CO
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Centennial, CO
January 1, 1999 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Centennial, CO
January 25, 1994 - April 2, 2007

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Current Firm

HG
HENINGTON GROUP RIA LLC

HENINGTON GROUP FINANCIAL | HENINGTON GROUP RIA LLC

CRD#: 325208
Colorado
Registered Investment Advisory firm - Colorado (9/26/2023 Approved)
Texas
Registered Investment Advisory firm - Texas (9/28/2023 Conditional Restricted)

Contact Information

Main Address

Lone Tree, CO

Phone Number

(720) 550-0222

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

141

AUM (Assets Under Management)

$62,357,636

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) H&S Pay, LLC; Investment related: Yes; Location of the business: P.O. Box 632024 Littleton CO 80163-2024 US; Description of the business: The business actively manages a Trust; Position Title: Trustee; Responsibilities Duties: Oversee the Trust; Start date with business: 2022-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 40.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(9/26/2023)
IAR
Texas
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2007About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Troy Scott Henington's CRS (Customer Relationship Summary).

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