James A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Wilson, who also goes by Jim Wilson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2012 - December 17, 2015
SOUTHPORT CAPITAL
August 1, 2002 - December 11, 2002
TRUIST INVESTMENT SERVICES, INC.
January 24, 2002 - December 11, 2002
TRUIST INVESTMENT SERVICES, INC.
October 4, 2000 - January 31, 2001
FSC SECURITIES CORPORATION
May 28, 1997 - March 13, 2000
FSC SECURITIES CORPORATION
August 15, 1995 - May 30, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 1994 - August 18, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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