Edward King Riley
Professional Summary
Edward King Riley, who also goes by Ed Riley, is a registered financial advisor currently at COLMINA, LLC located in Seattle, Washington. Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ed Riley
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
COLMINA, LLC | RENAISSANCE WEALTH DESIGN | INNOVATIVE ADVISER SOLUTIONS, LLC | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO WEALTH GROUP
Contact Information
Main Address
2212 Queen Anne Avenue North #931, Seattle, WA 98109Mailing Address
2212 Queen Anne Avenue North #931, Seattle, WA 98109Phone Number
(206) 832-1520# of Employees
9Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
231AUM (Assets Under Management)
$140,275,476Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/25/2021)
(10/20/2020)
(9/22/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2007About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Edward King Riley's CRS (Customer Relationship Summary).
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