Edward K. Riley

COLMINA

Seattle, WA 98109

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CRD#: 2443409

Professional summary

Edward King Riley, who also goes by Ed Riley, is a registered financial advisor currently at COLMINA, LLC located in Seattle, Washington.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Riley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RILEY SEXTON VINTNERS, OWNER/Chair/CEO, WINE PRODUCER & RETAILER,1403 DEXTER AVE. SEATTLE, WA 98109 NON-INVESTMENT RELATED 5 HOURS PER WEEK OUTSIDE OF SECURITIES TRADING HOURS, start 2010. 2) Stillwater Analytics, owner/consultant, provides consulting services to financial professionals on a variety of industry topics, 2212 Queen Anne Ave N #931-A, Seattle, WA 98109, non-investment related, 5 hours per month during securities trading hours, start 11/2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward King Riley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2020 - Present

COLMINA, LLC

Office #1: 2212 Queen Anne Avenue North #931, Seattle, WA 98109

RIA

CRD#: 289191

Seattle, WA

Past

June 26, 2012 - November 6, 2020

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

SEATTLE, WA

Past

September 11, 2002 - November 6, 2020

EK RILEY INVESTMENTS, LLC

CRD#: 121003

SEATTLE, WA

Past

June 25, 2001 - October 1, 2002

RAGEN MACKENZIE INVESTMENT SERVICES, LLC

CRD#: 17525

SEATTLE, WA

Past

October 18, 1999 - July 2, 2001

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

April 16, 1997 - October 22, 1999

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

January 11, 1995 - April 18, 1997

R.W. SMITH & ASSOCIATES, LLC

CRD#: 16605

JERSEY CITY, NJ

Past

January 13, 1994 - December 8, 1994

THE BAKER GROUP, LP

CRD#: 7888

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/25/2021)

IAR

Nevada
(10/20/2020)

IAR

Washington
(9/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 12/22/2022

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 7/2/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/12/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Current Firm

COLMINA, LLC

COLMINA, LLC | RENAISSANCE WEALTH DESIGN | INNOVATIVE ADVISER SOLUTIONS, LLC | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO WEALTH GROUP

CRD#: 289191 / SEC#: 801-123597

RIA

Registered Investment Advisory firm - (6/1/2023 Terminated)

Arizona

Registered Investment Advisory firm - (6/25/2021 Approved)

Colorado

Registered Investment Advisory firm - (11/2/2023 Approved)

Nevada

Registered Investment Advisory firm - (10/20/2020 Approved)

Washington

Registered Investment Advisory firm - (1/9/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2212 Queen Anne Avenue North #931, Seattle, WA 98109

Mailing Address

2212 Queen Anne Avenue North #931, Seattle, WA 98109

Phone number

(206) 832-1520

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 67,617,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward K. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward King Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

RAGEN MACKENZIE INVESTMENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO INVESTMENTS, LLC

R.W. SMITH & ASSOCIATES, LLC

THE BAKER GROUP, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2012

Series 63

Date: 1/14/1994

Series 7TO

Date: 12/22/2022

Series 99TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 87

Date: 7/2/2007

Series 7

Date: 1/12/1994

Series 24

Date: 12/22/2022

Current Firm

COLMINA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLMINA, LLC

TRUST BUT VERIFY

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