Michael E. Callahan

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CRD#: 2443408

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Edward Callahan was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) RETIRMENT PLAN ADVISORY SERVICES. 72 QUEEN STREET, SOUTHINGTON CT 06489. FEE DISCLOSURE ADVISORY SERVICES TO FINANCIAL INSTITUTIONS. TITLE: PRINCIPAL, START DATE 10/28/2011. HOURS PER MONTH:120 HOURS DURING TRADING: 80 (2) NAME OF OTHER BUSINESS: LEAP2RETIRE, INC.; INVESTMENT RELATED: NO; ADDRESS: 72 QUEEN STREET, SOUTHINGTON, CT 06489; NATURE OF BUSINESS: RETIREMENT EDUCATION SERVICES; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: EXECUTIVE DUTIES AS WELL AS SALES AND PRESENTATIONS; (3) NAME OF OTHER BUSINESS: LEAP HOLDING CO ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: EDUCATION ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: MARKETING. MANAGING FOR EDUCATING PEOPLE ON HOW TO RETIRE ; (4) NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT AND ADVISING CLIENTS ; (5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2021; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2024 - November 11, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SOUTHINGTON, CT

Past

October 3, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

SOUTHINGTON, CT

Past

October 3, 2016 - November 11, 2025

CETERA ADVISORS LLC

CRD#: 10299

SOUTHINGTON, CT

Past

June 16, 2005 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SOUTHINGTON, CT

Past

November 1, 2001 - June 16, 2005

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

SOUTHINGTON, CT

Past

October 1, 2001 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

SOUTHINGTON, CT

Past

March 5, 1997 - October 5, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 7, 1995 - March 13, 1997

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 18, 1994 - February 21, 1995

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/18/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael E. Callahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

NATHAN & LEWIS SECURITIES, INC.

LPL FINANCIAL LLC

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/1995

Series 63

Date: 6/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/9/1998

Series 6

Date: 2/17/1994

Series 24

Date: 10/12/1998

Series 26

Date: 10/18/1995

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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