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Victor M. Dimattia

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CRD#: 2443399
VD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor M Dimattia was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 1994. Victor had worked at 5 firms and has passed the Series 63, Series 66, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 3, 2010 - November 30, 2012

THE LOGAN GROUP SECURITIES

BD
CRD#: 40259
ROSEVILLE, CA
Past

July 15, 2005 - August 18, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 8, 2005 - August 18, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
THE WOODLANDS, TX
Past

February 2, 2004 - April 28, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FOLSOM, CA
Past

January 13, 2004 - April 28, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 9, 1999 - April 19, 2004

THE LOGAN GROUP SECURITIES

BD
CRD#: 40259
ROSEVILLE, CA
Past

June 15, 1994 - March 9, 1995

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

April 5, 1994 - June 21, 1994

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
HORSHAM, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/8/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
THE LOGAN GROUP SECURITIES
LOGAN, KEVIN CHRISTOPHER | THE LOGAN GROUP SECURITIES | THE LOGAN GROUP

CRD#: 40259 / SEC#: , 8-48995

California
Registered Investment Advisory firm - SEC (1/29/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
2151 Professional Drive, Suite 260 Suite 260, Roseville, CA 95661
Mailing Address
P.o. Box 2059, Granite Bay, CA 95746
Phone number
(916) 791-3200
Established
California since 01/19/1996
Firm type
Sole Proprietorship
Fiscal year end
December
Firm Size
Small
# of Employees
0

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOGAN, KEVIN CHRISTOPHERSOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER2052765
0

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LOGAN GROUP SECURITIES

CRD#: 40259

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