Craig W. Beauregard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig W Beauregard, CFP®, who also goes by Craig William Beauregard, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1994. Craig had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Biography
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Bryant University
Master of Business Administration (MBA) - Business
2006
Suffolk University
Bachelor of Business Administration - Business - Finance
1994
Experience
March 31, 2025 - August 12, 2026
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 17, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
January 10, 2012 - August 12, 2026
FIDELITY BROKERAGE SERVICES LLC
March 3, 2011 - March 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 7, 2000 - October 20, 2004
QUICK & REILLY, INC.
February 20, 1996 - April 28, 2000
TD AMERITRADE, INC.
May 18, 1995 - December 31, 1995
BARRON CHASE SECURITIES, INC.
October 24, 1994 - May 24, 1995
INTERFIRST CAPITAL CORPORATION
February 23, 1994 - October 25, 1994
DICKINSON & CO.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/14/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
