Charles A. Dimaggio
Professional summary
Charles A Dimaggio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Charles had worked at 9 firms, which includes FIRST NATIONAL EQUITY CORP., ARGENT SECURITIES INC., INVESTORS ASSOCIATES INC., EURO-ATLANTIC SECURITIES INC., FIRST CAMBRIDGE SECURITIES CORPORATION, VISION INVESTMENT GROUP INC., TEXAS CAPITAL SECURITIES INC., THE WELLINGTON GROUP INC., HANOVER STERLING & COMPANY LTD..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 1997 - December 8, 1997
FIRST NATIONAL EQUITY, CORP.
April 21, 1997 - June 16, 1997
ARGENT SECURITIES, INC.
October 2, 1996 - May 28, 1997
INVESTORS ASSOCIATES, INC.
August 16, 1996 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
May 17, 1995 - July 29, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
February 27, 1995 - April 6, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
January 6, 1995 - January 24, 1995
VISION INVESTMENT GROUP, INC.
November 17, 1994 - November 28, 1994
TEXAS CAPITAL SECURITIES, INC.
November 14, 1994 - November 21, 1994
THE WELLINGTON GROUP, INC.
July 13, 1994 - September 29, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Current Firm
FIRST NATIONAL EQUITY, CORP.
CRD#: 36094 / SEC#: , 8-47059
Contact information
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