Charles L. Gallamore
Professional summary
Charles Lee Gallamore was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Charles had worked at 4 firms, which includes SOUTHWEST TEXAS CAPITAL L.L.C, RBC CAPITAL MARKETS LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, PRUDENTIAL EQUITY GROUP LLC.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2006 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
October 30, 2000 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
June 24, 1998 - December 8, 1999
RBC CAPITAL MARKETS, LLC
September 16, 1996 - July 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 1994 - September 26, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHWEST TEXAS CAPITAL, L.L.C
CRD#: 104200 / SEC#: , 8-52670
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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