Bryant J. Engebretson

TRADEWINDS CAPITAL MANAGEMENT

Bellingham, WA 98226

Some features on this profile are disabled

CRD#: 2443248

Professional summary

Bryant James Engebretson, AIF®, CFP®, ChFC®, CLU®, who also goes by Bryant Engebretson, is a registered financial advisor currently at TRADEWINDS CAPITAL MANAGEMENT, LLC located in Bellingham, Washington.

Bryant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bryant has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryant Engebretson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryant James Engebretson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 25, 2008 - Present

TRADEWINDS CAPITAL MANAGEMENT, LLC

Office #1: 2211 Rimland Drive Suite 401, Bellingham, WA 98226

RIA

CRD#: 145934

Bellingham, WA

Past

March 18, 2008 - June 16, 2009

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

BELLINGHAM, WA

Past

March 14, 2006 - March 18, 2008

EDWARD JONES

RIA

CRD#: 250

BELLINGHAM, WA

Past

March 28, 2002 - March 18, 2008

EDWARD JONES

CRD#: 250

BELLINGHAM, WA

Past

August 17, 2000 - March 19, 2002

PENSTAR TRADING, LLC

CRD#: 103719

SARASOTA, FL

Past

July 18, 1997 - August 23, 2000

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

March 8, 1994 - July 14, 1997

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2010)

IAR

Washington
(3/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/2000

General Securities Principal Examination

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

CRD#: 145934 / SEC#: 801-68789

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2211 Rimland Drive Suite 401, Bellingham, WA 98226

Mailing Address

Phone number

(360) 715-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	2,652
AUM (Assets Under Management)	$ 602,785,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Miladin Lacarak

CHIMERA SECURITIES, LLC

NEW YORK, NY

Racquel Nakata

EQUITABLE ADVISORS, LLC

IAR

Honolulu, HI

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bryant J. Engebretson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryant James Engebretson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVEL FOUR FINANCIAL, LLC

EDWARD JONES

EDWARD JONES

PENSTAR TRADING, LLC

PIPER SANDLER & CO.

EDWARD JONES

Primary Firm SEC Registration

TRADEWINDS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2006

Series 63

Date: 1/13/1994

Series 7

Date: 1/10/1994

Series 24

Date: 11/13/2000

Current Firm

TRADEWINDS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWINDS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors