Donald T. Brudie
Professional summary
Donald Thomas Brudie JR is a registered financial professional currently at CAUSEWAY SECURITIES LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1997. Donald has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Thomas Brudie JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2024 - Present
CAUSEWAY SECURITIES LLC
Office #1: 845 3rd Ave, Floor 6, New York, NY 10022July 18, 2005 - December 1, 2023
WELLS FARGO SECURITIES, LLC
April 1, 1997 - July 12, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2025)
(7/8/2024)
(2/11/2025)
(7/8/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAUSEWAY SECURITIES LLC
CRD#: 315829 / SEC#: , 8-70789
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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