Cesar A. Moya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cesar Albert Moya was a registered financial professional .
Cesar is a previously registered financial professional and started their career in finance in 1994. Cesar had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2014 - January 12, 2017
MERIT SECURITIES, LLC
July 26, 2013 - July 16, 2014
FINANCE 500, INC.
January 18, 2013 - August 5, 2013
ANTAEUS CAPITAL, INC.
April 28, 2005 - August 5, 2013
ANTAEUS CAPITAL, INC.
July 26, 2004 - November 28, 2005
FINACORP SECURITIES
May 30, 2003 - March 12, 2004
ROUND HILL SECURITIES, INC.
February 28, 2000 - February 14, 2003
WESTPARK CAPITAL, INC.
October 5, 1998 - March 15, 2000
GLOBAL CAPITAL SECURITIES CORPORATION
February 24, 1998 - September 25, 1998
NATIONAL SECURITIES CORPORATION
December 9, 1996 - February 26, 1998
THE BOSTON GROUP
June 2, 1995 - December 13, 1996
JOSEPH CHARLES & ASSOC., INC.
April 11, 1994 - June 14, 1994
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/17/2002
Limited Representative-Equity Trader ExamSeries 28
Date: 2/27/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MERIT SECURITIES, LLC
CRD#: 165470 / SEC#: , 8-69162
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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