David A. Savage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Adair Savage, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
July 20, 2023 - August 7, 2026
OPES WEALTH MANAGEMENT, LLC
August 30, 2013 - August 2, 2023
SAVAGE AND COMPANY WEALTH MANAGEMENT, LLC
March 14, 2011 - September 30, 2013
VARI INVESTOR SERVICES INC
September 21, 2005 - June 25, 2007
PACIFIC WEST SECURITIES, INC.
July 13, 2004 - September 23, 2005
SYNDICATED CAPITAL, INC.
September 8, 2003 - March 7, 2011
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
April 25, 2003 - July 22, 2003
MORGAN STANLEY DW INC.
May 25, 1999 - July 22, 2003
MORGAN STANLEY DW INC.
May 3, 1994 - May 27, 1999
IDS LIFE INSURANCE COMPANY
May 3, 1994 - May 27, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
OPES WEALTH MANAGEMENT, LLC
CRD#: 299704 / SEC#: 801-114436
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPES WEALTH MANAGEMENT, LLC
CRD#: 299704 / SEC#: 801-114436
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 387 |
| AUM (Assets Under Management) | $ 664,729,272 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/30/2024 | ||
| 03/21/2024 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
