Robert F. O'brien
Professional summary
Robert Francis O'brien, CFP®, who also goes by Robert Francis Obrien, Robert Obrien, is a registered financial advisor currently at CAPITAL ENHANCEMENT, LLC .
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Francis O'brien's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
July 16, 2010 - Present
CAPITAL ENHANCEMENT, LLC
January 3, 2008 - January 17, 2008
BLS ADVISORS LLC
February 16, 2005 - February 28, 2007
ERNST & YOUNG INVESTMENT ADVISERS LLP
February 4, 2004 - January 2, 2008
MONEY CONCEPTS CAPITAL CORP
October 25, 2002 - July 1, 2003
CUNA BROKERAGE SERVICES, INC.
October 28, 1994 - October 17, 2002
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 17, 1994 - June 29, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2010)
Exams
Current Firm
CAPITAL ENHANCEMENT, LLC
CRD#: 124132 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 102,514,812 |
Red Flags
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