Thomas H. Youn
Professional summary
Thomas H Youn, who also goes by Thomas H Youn, Thomas Youn, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas H Youn's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2019 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005December 7, 2018 - May 28, 2021
OPEN TO THE PUBLIC INVESTING, INC.
November 29, 2018 - October 18, 2019
T3 TRADING GROUP, LLC
June 10, 2013 - November 8, 2018
BLOOMBERG TRADEBOOK LLC
October 17, 2012 - April 23, 2013
VELOCITY CLEARING, LLC
March 3, 2003 - August 31, 2012
FIS BROKERAGE & SECURITIES SERVICES LLC
October 8, 1998 - December 10, 1998
JAGUAR SECURITIES, LLC
January 8, 1998 - March 3, 2003
RUMSON CAPITAL, LLC
June 26, 1997 - December 8, 1997
ON-SITE TRADING, INC.
November 18, 1996 - May 28, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
June 26, 1996 - August 9, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
October 23, 1995 - July 19, 1996
SHEARMAN, RALSTON INC.
July 14, 1995 - August 30, 1995
GRUNTAL & CO., L.L.C.
April 25, 1994 - November 14, 1994
A.B. WATLEY, INC.
January 17, 1994 - May 6, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/31/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
