Klaine Michael Doucette
Professional Summary
Klaine Michael Doucette is a registered financial advisor currently at OASIS ADVISORS located in Gilbert, Arizona. Klaine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Klaine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
OASIS ADVISORS | OASIS ADVISORS, LLC
Contact Information
Main Address
136 S 4th Street, Forest City, IA 50436Phone Number
(641) 251-6001# of Employees
27SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,052AUM (Assets Under Management)
$277,687,094Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
OASIS ADVISORS | OASIS ADVISORS, LLC
State Registrations and Notice Filings
(5/30/2025)
(5/29/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1994About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 1996About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Klaine Michael Doucette's CRS (Customer Relationship Summary).
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