David V. Montesano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vincent Montesano, who also goes by Dave VIncent Montesano, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2001 - May 30, 2003
WILLOW COVE INVESTMENT GROUP, INC.
April 30, 1999 - April 18, 2001
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
September 4, 1998 - March 3, 1999
LLOYD WADE SECURITIES INC.
April 3, 1998 - August 26, 1998
RICHMARK CAPITAL CORPORATION
July 9, 1997 - April 8, 1998
STOCKTON EQUITIES GROUP
November 19, 1996 - August 6, 1997
DEL MAR FINANCIAL SERVICES, INCORPORATED
May 23, 1996 - November 8, 1996
FAB SECURITIES OF AMERICA, INC.
October 13, 1995 - April 9, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 6, 1995 - October 25, 1995
GLOBAL CAPITAL SECURITIES CORPORATION
April 12, 1994 - February 1, 1995
H.J. MEYERS & CO., INC.
January 20, 1994 - April 7, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
