Abraham Mirman
Professional summary
Abraham Mirman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Abraham is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Abraham had worked at 11 firms, which includes T.R. WINSTON & COMPANY LLC, CORINTHIAN PARTNERS L.L.C., JOHN THOMAS FINANCIAL, BMA SECURITIES LLC, CRESTA CAPITAL STRATEGIES LLC, GUNNALLEN FINANCIAL INC, TRAUTMAN WASSERMAN & COMPANY INC., DUKE & CO. INC., BISHOP ALLEN INC., HOBBS MELVILLE SECURITIES CORP., KENSINGTON WELLS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - September 17, 2014
T.R. WINSTON & COMPANY, LLC
February 8, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
January 18, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
September 19, 2011 - January 17, 2012
BMA SECURITIES, LLC
November 2, 2006 - September 16, 2011
CRESTA CAPITAL STRATEGIES, LLC
November 3, 2005 - October 31, 2006
GUNNALLEN FINANCIAL, INC
November 2, 2005 - October 31, 2006
GUNNALLEN FINANCIAL, INC
May 27, 1998 - May 20, 1999
TRAUTMAN WASSERMAN & COMPANY, INC.
April 25, 1997 - April 29, 1998
DUKE & CO., INC.
March 5, 1997 - April 30, 1997
BISHOP, ALLEN, INC.
October 1, 1996 - February 7, 1997
HOBBS MELVILLE SECURITIES CORP.
February 1, 1994 - August 23, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
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