David W. Martin

FB ADVISORY SERVICES

Livingston, TX

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CRD#: 2442344

Professional summary

David Wayne Martin is a registered financial advisor currently at FB ADVISORY SERVICES, LLC located in Livingston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NETWORK ENTERPRISES - MULTI-LEVEL MARKETING (VITAMINS) CURRENTLY INACTIVE. 2)OWNER OF EMPLOYEE BENEFITS-RELATED BUSINESS CALLED MARTIN FINANCIAL SERVICES, INC. 3) INSURANCE SALES 4) INVESTMENT ADVISOR REPRESENTATIVE, TCG ADVISORS, LP, 08/2001, APPROX 15 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2017 - Present

FB ADVISORY SERVICES, LLC

RIA

CRD#: 144203

Livingston, TX

Past

July 23, 2007 - December 31, 2016

FB ADVISORY SERVICES, LLC

RIA

CRD#: 144203

TYLER, TX

Past

November 1, 2004 - December 31, 2006

VERITRUST FINANCIAL, LLC

RIA

CRD#: 106594

TYLER, TX

Past

June 18, 2004 - December 31, 2006

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

May 24, 2002 - June 22, 2004

QA3 FINANCIAL LLC

RIA

CRD#: 104957

TYLER, TX

Past

May 21, 2002 - December 3, 2008

TCG ADVISORS, LP

RIA

CRD#: 112685

AUSTIN, TX

Past

February 28, 2002 - June 22, 2004

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

September 3, 1997 - February 28, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 18, 1994 - September 17, 1997

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/17/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FB ADVISORY SERVICES, LLC

CRD#: 144203 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/3/2017 Approved)

Texas

Registered Investment Advisory firm - (3/10/2017 Approved)

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Contact information

Main Address

Livingston, TX

Mailing Address

Phone number

(903) 561-8980

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 8,625,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FB ADVISORY SERVICES, LLC

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

QA3 FINANCIAL LLC

TCG ADVISORS, LP

QA3 FINANCIAL CORP.

TRANSAMERICA FINANCIAL ADVISORS, LLC

ARAGON FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2004

Series 63

Date: 1/27/1994

Series 6

Date: 3/17/1994

Current Firm

FB ADVISORY SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FB ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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