Daniel F. Rea

NFI

Seven Fields, PA 16046

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CRD#: 2442234

Professional summary

Daniel Fredric Rea, CFP® is a registered financial advisor currently at NFI, LLC located in Seven Fields, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Investment Related; At Reported Business Location; Sale of Insurance Policies; Agent; 05/17/2004; 1 hours/month; 0 hours during securities trading hours; Sell insurance policies through Diversified Brokerage Services, Inc. on an as needed basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Fredric Rea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

August 26, 2005 - Present

NFI, LLC

Office #1: 200 Northpointe Circle Suite 202, Seven Fields, PA 16046

RIA

CRD#: 136742

Seven Fields, PA

Past

June 8, 2001 - August 1, 2005

NFI NETWORK, LLC

CRD#: 104447

PITTSBURGH, PA

Past

March 2, 1998 - December 31, 2005

NETWORK FOR FINANCIAL INDEPENDENCE LLC

RIA

CRD#: 109451

PITTSBURGH, PA

Past

July 17, 1997 - October 19, 1998

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

June 25, 1994 - December 31, 1994

AMERICAN EXPRESS SERVICE CORPORATION

CRD#: 10518

MINNEAPOLIS, MN

Past

January 26, 1994 - July 16, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 26, 1994 - July 17, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/9/2020)

IAR

Pennsylvania
(8/26/2005)

IAR

Texas
(7/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/14/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/14/2000

General Securities Principal Examination

Current Firm

NFI, LLC

CRD#: 136742 / SEC#: 801-64661

RIA

Registered Investment Advisory firm - (6/18/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (7/9/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

200 Northpointe Circle Suite 202, Seven Fields, PA 16046

Mailing Address

Phone number

(724) 776-3999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 52,849,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel F. Rea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Fredric Rea's CRS (Customer Relationship Summary).

Certified licenses

Experience

NFI NETWORK, LLC

NETWORK FOR FINANCIAL INDEPENDENCE LLC

POLARIS FINANCIAL SERVICES, INC.

AMERICAN EXPRESS SERVICE CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/1997

Series 63

Date: 2/3/1994

Series 7

Date: 1/25/1994

Series 51

Date: 3/14/2003

Series 24

Date: 11/14/2000

Current Firm

NFI, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NFI, LLC

TRUST BUT VERIFY

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