AM
Anthony G. Muttillo
NEW CENTURY FINANCIAL GROUP
WAKE FORREST, NC
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CRD#: 2442112
AM
Professional summary
Anthony George Muttillo, CFP®, who also goes by Anthony G Muttillo, is a registered financial advisor currently at NEW CENTURY FINANCIAL GROUP, LLC located in Wake Forrest, North Carolina and OSAIC WEALTH, INC. located in Wake Forest, North Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Anthony has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony G Muttillo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RUTH E MUTTILLO TRUST FBO MELISSA CALTON POSITION: Trustee NATURE: Trustee for a trust under my mother's will for my niece INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/12/2014 ADDRESS: 804 Traditions Ridge Drive, Wake Forest NC 27587, United States DESCRIPTION: Manage trust assets 2. NEW CENTURY FINANCIAL GROUP POSITION: Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2018 ADDRESS: 804 Traditions Ridge Drive, Wake Forest NC 27587, United States DESCRIPTION: Advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Anthony George Muttillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
November 16, 2015 - Present
NEW CENTURY FINANCIAL GROUP, LLC
RIA
CRD#: 104553
WAKE FORREST, NC
Current
February 3, 1994 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
WAKE FOREST, NC
Past
February 2, 2016 - December 31, 2016
AGM FINANCIAL SERVICES, INC.
RIA
CRD#: 125105
RIDGWOOD, NJ
Past
October 16, 2003 - December 31, 2015
AGM FINANCIAL SERVICES, INC.
RIA
CRD#: 125105
FAIR LAWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NEW CENTURY FINANCIAL GROUP, LLC
DMG FINANCIAL | WEALTH BUILDER ADVISOR | ORING AND COMPANY, LLC | NOLAN WEALTH MANAGEMENT | NEW CENTURY FINANCIAL GROUP, LLC | NEW CENTURY FINANCIAL GROUP LLC | MICHAEL BALLAN CAPITAL ADVISORS | MG&A | JACKIE BENNETT FINANCIAL GROUP | GARCIA FINANCIAL GROUP DBA PLAN WISELY WEALTH ADVISORS
CRD#: 104553 / SEC#: 801-51232
RIA
Registered Investment Advisory firm - (2/9/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/30/2021)
RR
Connecticut(5/4/1998)
RR
Delaware(11/14/2024)
RR
Florida(6/12/2020)
IAR
Florida(6/10/2024)
RR
Maine(4/1/2020)
RR
Maryland(7/9/2001)
RR
Massachusetts(9/5/1997)
RR
New Jersey(2/15/1994)
IAR
New Jersey(11/16/2015)
RR
New York(8/9/1994)
RR
North Carolina(4/12/1999)
IAR
North Carolina(12/19/2018)
RR
Ohio(7/30/2021)
RR
Pennsylvania(8/9/1994)
RR
South Carolina(2/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NC
NEW CENTURY FINANCIAL GROUP, LLC
DMG FINANCIAL | WEALTH BUILDER ADVISOR | ORING AND COMPANY, LLC | NOLAN WEALTH MANAGEMENT | NEW CENTURY FINANCIAL GROUP, LLC | NEW CENTURY FINANCIAL GROUP LLC | MICHAEL BALLAN CAPITAL ADVISORS | MG&A | JACKIE BENNETT FINANCIAL GROUP | GARCIA FINANCIAL GROUP DBA PLAN WISELY WEALTH ADVISORS
CRD#: 104553 / SEC#: 801-51232
RIA
Registered Investment Advisory firm - (2/9/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
902 Carnegie Ctr Suite 510, Princeton, NJ 08540
Mailing Address
Phone number
(609) 924-2049
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 894 |
| AUM (Assets Under Management) | $ 192,850,635 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
