Arthur F. Bobke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Francis Bobke, who also goes by Arthur F Bobke, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1965. Arthur had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1989 - March 20, 1991
INVESTORS BROKERAGE SERVICES, INC.
May 20, 1987 - March 20, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 20, 1987 - March 20, 1989
EQUITABLE ADVISORS, LLC
May 2, 1986 - March 11, 1987
CITISTREET EQUITIES LLC
July 1, 1985 - November 11, 1985
MILWAUKEE EQUITY SERVICES, INC.
August 3, 1982 - April 26, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
August 17, 1979 - August 5, 1981
MORGAN STANLEY DW INC.
February 3, 1977 - June 28, 1979
THE MILWAUKEE COMPANY
June 11, 1965 - March 5, 1977
LOEWI & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/20/1959
Registered Representative ExaminationCurrent Firm
INVESTORS BROKERAGE SERVICES, INC.
CRD#: 4257 / SEC#: , 8-14989
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BARRETT, THOMAS RALPH | DIRECTOR | 2820433 |
| CALLAWAY, STEVE MANLEY | CHIEF COMPLIANCE OFFICER/SECRETARY | 2863190 |
| CALLAWAY, STEVE MANLEY | PRESIDENT/DIRECTOR | 2863190 |
| CARROLL, GARY MICHAEL | ASSISTANT COMPLIANCE OFFICER | 2846420 |
| DEBNAR, LAWRENCE JAMES | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL | 3110005 |
| MAJEWSKI, CAROL LOUANN | ASST COMPLIANCE OFFICER/ DIRECTOR | 1423566 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
