Scott Coy
Professional summary
Scott Coy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Prior to being barred, Scott has worked at 7 firms, which includes INVICTA ADVISORS LLC, TRUSTMONT ADVISORY GROUP INC., CENTAURUS FINANCIAL INC., QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES INC., SECURIAN FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Coy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
COY CAPITAL MANAGEMENT
Office #1: 2790 Mosside Boulevard Suite 540, Monroeville, PA 15146July 14, 2020 - November 13, 2023
INVICTA ADVISORS LLC
October 11, 2016 - April 16, 2018
TRUSTMONT ADVISORY GROUP, INC.
December 10, 2009 - August 13, 2010
CENTAURUS FINANCIAL, INC.
December 1, 2006 - December 8, 2009
QUESTAR CAPITAL CORPORATION
June 7, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 18, 2000 - June 15, 2004
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2011)
Exams
Current Firm
COY CAPITAL MANAGEMENT
CRD#: 154993 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 59,142,765 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 |
Red Flags
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