EW
Eric P. Withers
HUDSON TRADING GROUP
JUPITER, FL 33458
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CRD#: 2441986
EW
Professional summary
Eric Pratt Withers, who also goes by Eric P Withers, is a registered financial advisor currently at HUDSON TRADING GROUP located in Jupiter, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric P Withers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Primerica Agent for Life Insurance in the State of Florida since 12/2022. 0 hours
CRS (Client Relationship Summary) - RIA
Click below to view Eric Pratt Withers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
HUDSON TRADING GROUP
Office #1: 116 Sea Plum Dr Apt 101, Jupiter, FL 33458RIA
CRD#: 307840
JUPITER, FL
Past
December 12, 1997 - May 8, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 3, 1995 - December 12, 1997
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
February 15, 1994 - September 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HT
HUDSON TRADING GROUP
HUDSON TRADING GROUP | HUDSON TRADING GROUP LLC
CRD#: 307840 / SEC#: 802-118815
Florida
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Contact information
Main Address
116 Sea Plum Dr Apt 101, Jupiter, FL 33458
Mailing Address
Phone number
(561) 919-5833
Established
Firm type
Fiscal year end
# of Employees
1
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 4/6/2022 |
| Alabama | ERA - Withdrawn | 6/9/2021 |
| California | ERA - Withdrawn | 6/9/2021 |
| Colorado | ERA - Withdrawn | 6/9/2021 |
| Connecticut | ERA - Withdrawn | 6/9/2021 |
| Florida | ERA - Withdrawn | 4/6/2022 |
| Georgia | ERA - Withdrawn | 6/9/2021 |
| Hawaii | ERA - Withdrawn | 6/9/2021 |
| Idaho | ERA - Withdrawn | 6/9/2021 |
| Illinois | ERA - Withdrawn | 6/9/2021 |
| Indiana | ERA - Withdrawn | 6/9/2021 |
| Iowa | ERA - Withdrawn | 6/9/2021 |
| Kansas | ERA - Withdrawn | 6/9/2021 |
| Kentucky | ERA - Withdrawn | 6/9/2021 |
| Louisiana | ERA - Withdrawn | 6/9/2021 |
| Minnesota | ERA - Withdrawn | 6/9/2021 |
| Mississippi | ERA - Withdrawn | 6/9/2021 |
| Missouri | ERA - Withdrawn | 6/9/2021 |
| Montana | ERA - Withdrawn | 6/9/2021 |
| Nebraska | ERA - Withdrawn | 6/9/2021 |
| Nevada | ERA - Withdrawn | 6/9/2021 |
| New Hampshire | ERA - Withdrawn | 6/9/2021 |
| New York | ERA - Withdrawn | 6/9/2021 |
| Ohio | ERA - Withdrawn | 6/9/2021 |
| Oregon | ERA - Withdrawn | 6/9/2021 |
| Pennsylvania | ERA - Withdrawn | 6/9/2021 |
| Puerto Rico | ERA - Withdrawn | 6/9/2021 |
| South Carolina | ERA - Withdrawn | 6/9/2021 |
| South Dakota | ERA - Withdrawn | 6/9/2021 |
| Tennessee | ERA - Withdrawn | 6/9/2021 |
| Texas | ERA - Withdrawn | 6/9/2021 |
| Utah | ERA - Withdrawn | 6/9/2021 |
| Virginia | ERA - Withdrawn - Failed to Renew | 12/31/2020 |
| Washington | ERA - Withdrawn | 6/9/2021 |
| Wisconsin | ERA - Withdrawn | 6/9/2021 |
| Wyoming | ERA - Withdrawn | 3/31/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
