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Eric Pratt Withers

HUDSON TRADING GROUP
JUPITER, FL
·CRD# 2441986·32 years experience

Professional Summary

Eric Pratt Withers, who also goes by Eric P Withers, is a registered financial advisor currently at HUDSON TRADING GROUP located in Jupiter, Florida. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric P Withers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

HUDSON TRADING GROUP·CRD# 307840
RIA
116 Sea Plum Dr Apt 101, Jupiter, FL 33458
April 11, 2023 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 12, 1997 - May 8, 1998
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
October 3, 1995 - December 12, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 15, 1994 - September 20, 1995

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Current Firm

HT
HUDSON TRADING GROUP

HUDSON TRADING GROUP | HUDSON TRADING GROUP LLC

CRD#: 307840 / SEC#: 802-118815
Florida
Registered Investment Advisory firm - Florida (4/11/2023 Approved)

Contact Information

Main Address

116 Sea Plum Dr Apt 101, Jupiter, FL 33458

Phone Number

(561) 919-5833

# of Employees

1

Documents

Latest Form ADV

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn4/6/2022
AlabamaERA - Withdrawn6/9/2021
CaliforniaERA - Withdrawn6/9/2021
ColoradoERA - Withdrawn6/9/2021
ConnecticutERA - Withdrawn6/9/2021
FloridaERA - Withdrawn4/6/2022
GeorgiaERA - Withdrawn6/9/2021
HawaiiERA - Withdrawn6/9/2021
IdahoERA - Withdrawn6/9/2021
IllinoisERA - Withdrawn6/9/2021
IndianaERA - Withdrawn6/9/2021
IowaERA - Withdrawn6/9/2021
KansasERA - Withdrawn6/9/2021
KentuckyERA - Withdrawn6/9/2021
LouisianaERA - Withdrawn6/9/2021
MinnesotaERA - Withdrawn6/9/2021
MississippiERA - Withdrawn6/9/2021
MissouriERA - Withdrawn6/9/2021
MontanaERA - Withdrawn6/9/2021
NebraskaERA - Withdrawn6/9/2021
NevadaERA - Withdrawn6/9/2021
New HampshireERA - Withdrawn6/9/2021
New YorkERA - Withdrawn6/9/2021
OhioERA - Withdrawn6/9/2021
OregonERA - Withdrawn6/9/2021
PennsylvaniaERA - Withdrawn6/9/2021
Puerto RicoERA - Withdrawn6/9/2021
South CarolinaERA - Withdrawn6/9/2021
South DakotaERA - Withdrawn6/9/2021
TennesseeERA - Withdrawn6/9/2021
TexasERA - Withdrawn6/9/2021
UtahERA - Withdrawn6/9/2021
VirginiaERA - Withdrawn - Failed to Renew12/31/2020
WashingtonERA - Withdrawn6/9/2021
WisconsinERA - Withdrawn6/9/2021
WyomingERA - Withdrawn3/31/2021

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Primerica Agent for Life Insurance in the State of Florida since 12/2022. 0 hours Real Estate Agent with eXp Realty since 08/2025. 0 hours

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Pratt Withers's CRS (Customer Relationship Summary).

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