John G. Tessar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John G Tessar III, CFP®, who also goes by Jack Tessar III, John G Tessar, John George Tessar III, John George Iii Tessar, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2023 - July 3, 2023
ATLAS FINANCIAL ADVISORS, LLC
February 27, 2018 - July 3, 2023
ZEUS FINANCIAL, LLC
January 31, 2014 - February 28, 2018
COHEN & COMPANY SECURITIES, LLC
January 3, 2012 - January 31, 2014
JVB FINANCIAL GROUP, LLC
March 30, 2010 - December 21, 2011
MORGAN STANLEY
April 10, 2008 - April 7, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 29, 2003 - March 13, 2008
LASALLE FINANCIAL SERVICES, INC.
August 25, 1995 - May 21, 2003
CHARLES SCHWAB & CO., INC.
August 23, 1995 - May 21, 2003
CHARLES SCHWAB & CO., INC.
January 17, 1995 - April 24, 1995
GMS GROUP
July 20, 1994 - January 20, 1995
GILMORE SECURITIES & CO.
May 2, 1994 - July 26, 1994
PARAGON CAPITAL MARKETS, INC.
January 15, 1994 - February 14, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 8/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ATLAS FINANCIAL ADVISORS, LLC
CRD#: 285580 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 64,044,159 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
