Paul E. Dickey

INS CAPITAL MANAGEMENT

Dickinson, ND

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CRD#: 2441853

Professional summary

Paul Edward Dickey is a registered financial advisor currently at INS CAPITAL MANAGEMENT, LLC located in Dickinson, North Dakota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Paul has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Dickey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2004 - Present

INS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 130701

Dickinson, ND

Past

August 22, 2001 - May 20, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

DENVER, CO

Past

August 3, 2001 - May 20, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

December 3, 1996 - August 15, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

April 29, 1996 - December 9, 1996

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

June 1, 1994 - May 9, 1996

THE BENHAM GROUP

CRD#: 18784

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/4/2004)

IAR

North Dakota
(12/18/2023)

IAR

Texas
(6/14/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/31/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INS CAPITAL MANAGEMENT, LLC

I.N.S. CAPITAL MANAGEMENT, LLC | INVESTOR'S NEW STANDARD | INS CAPITAL MANAGEMENT, LLC

CRD#: 130701 / SEC#:

Colorado

Registered Investment Advisory firm - (5/4/2004 Approved)

Maryland

Registered Investment Advisory firm - (11/30/2022 Terminated)

Missouri

Registered Investment Advisory firm - (3/30/2018 Terminated)

North Dakota

Registered Investment Advisory firm - (10/11/2023 Approved)

Texas

Registered Investment Advisory firm - (10/19/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dickinson, ND

Mailing Address

Phone number

(303) 778-0688

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 11,817,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul E. Dickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Dickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

INS CAPITAL MANAGEMENT, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PIPER SANDLER & CO.

U.S. BANCORP INVESTMENTS, INC.

THE BENHAM GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2004

Series 65

Date: 1/24/1997

Series 63

Date: 6/8/1994

Series 7

Date: 6/30/1995

Series 6

Date: 5/31/1994

Current Firm

INS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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