Jorge L. Jimenez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Luis Jimenez was a registered financial advisor .
Jorge is a previously registered financial advisor and started their career in finance in 1994. Jorge had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2002 - October 28, 2002
VANTAGE CAPITAL MANAGEMENT, LLC
November 2, 2001 - December 20, 2001
IDS LIFE INSURANCE COMPANY
November 2, 2001 - December 20, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
January 21, 1999 - December 8, 1999
LIGHTSPEED PROFESSIONAL TRADING LLC
August 2, 1996 - October 23, 1997
NORTHGATE SECURITIES INC.
October 14, 1994 - May 9, 1995
JOSEPHTHAL & CO., INC.
August 2, 1994 - September 6, 1994
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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