Caleb P. Powell
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT | Managing Director
LOS ANGELES, CA 90067
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CRD#: 2441720
Professional summary
Caleb Padraig Powell, CPWA®, who also goes by Caleb Powell, Spuds Powell, is a registered financial advisor currently at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC located in Los Angeles, California.
Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Caleb has worked at 2 firms and has passed the Series 65 and Series 6 exams.
Biography
Spuds Powell, CPWA® is Managing Director of Kayne Anderson Rudnick Wealth Advisors and serves on the firm’s Wealth Advisory Investment Committee. He has 27 years of experience in the investment management industry. Spuds advises clients across multiple areas of their financial life while striving to help them meet their long-term financial goals with peace of mind.
Spuds earned a B.S. in Industrial and Labor Relations from Cornell University, where he was awarded the Cornell Tradition Fellowship for leadership and academic achievement. He is a Certified Private Wealth Advisor® professional and is ranked #1 on Barron’s Top 100 Independent Financial Advisors list for the fourth year in a row and has been among the top 10 nationally for the last eight years. Spuds is a Certified Private Wealth Advisor® professional and he formerly served on the Fidelity Wealth Advisor Solutions® Client Advisory Council.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Caleb Powell | Spuds Powell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Caleb Padraig Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 5, 2004 - Present
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Office #1: 2000 Avenue Of The Stars, Suite 1110, Los Angeles, CA 90067RIA
CRD#: 104599
LOS ANGELES, CA
Past
July 25, 1994 - August 22, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
RIA
Registered Investment Advisory firm - (5/22/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/5/2004)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
KA
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC | KAYNE ANDERSON RUDNICK WEALTH ADVISORS | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
RIA
Registered Investment Advisory firm - (5/22/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 556-2721
Established
Firm type
Fiscal year end
# of Employees
119
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,435 |
| AUM (Assets Under Management) | $ 45,493,862,358 |
Red Flags
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Company Information
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Managing DirectorCRD#: 104599Los Angeles, CA 90067TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
