Glenn Herrmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Herrmann was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1972. Glenn had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1993 - July 19, 1994
HIGHLANDER CAPITAL GROUP, INC.
January 16, 1984 - August 12, 1985
PRUDENTIAL EQUITY GROUP, LLC
March 1, 1983 - January 18, 1984
CITIGROUP GLOBAL MARKETS INC.
May 10, 1982 - March 23, 1983
KIDDER, PEABODY & CO. INCORPORATED
November 4, 1981 - May 28, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1979 - March 26, 1987
MARION BASS SECURITIES CORPORATION
March 3, 1972 - March 11, 1974
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1972
Registered Representative ExaminationCurrent Firm
HIGHLANDER CAPITAL GROUP, INC.
CRD#: 19074 / SEC#: , 8-37169
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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