Gregory B. Smith
Professional summary
Gregory Brant Smith, who also goes by Brant Smith, is a registered financial professional currently at BACKSTROM MCCARLEY BERRY & CO., LLC located in San Francisco, California.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Brant Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
BACKSTROM MCCARLEY BERRY & CO., LLC
Office #1: 130 Battery Street, Suite 560, San Francisco, CA 94111April 25, 2011 - September 29, 2014
MUFG SECURITIES AMERICAS INC.
October 1, 1998 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
October 3, 1994 - October 1, 1998
BANCAMERICA SECURITIES, INC.
May 6, 1994 - August 26, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2016)
(9/16/2016)
(9/16/2016)
(9/16/2016)
(9/16/2016)
(9/16/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BACKSTROM MCCARLEY BERRY & CO., LLC
CRD#: 124503 / SEC#: , 8-65679
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
