Glenn S. Schwalje
Professional summary
Glenn Scott Schwalje is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Darien, Illinois and MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC located in Chicago, Illinois.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Glenn has worked at 27 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 30, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Scott Schwalje's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
FINANCIAL SECURITY ADVISORY INC
July 27, 2022 - Present
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 71 S. Wacker Drive 31st Floor, Chicago, IL 60606January 12, 2024 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 477 Viking Drive Suite 305, Virginia Beach, VA 23452June 20, 2024 - August 15, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 20, 2023 - November 18, 2024
MIAC CAPITAL MARKETS LLC
May 1, 2023 - August 11, 2023
MIAC CAPITAL MARKETS LLC
January 3, 2023 - June 6, 2023
LODAS SECURITIES, LLC
September 12, 2022 - August 25, 2023
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
July 15, 2022 - August 25, 2023
UHLMANN PRICE SECURITIES, LLC
August 24, 2018 - September 20, 2021
WORLD EQUITY GROUP, INC.
August 23, 2018 - September 20, 2021
WORLD EQUITY GROUP, INC.
May 7, 2013 - November 17, 2016
MPS-LORIA FINANCIAL PLANNERS,LLC
May 7, 2013 - October 4, 2016
LORIA FINANCIAL GROUP, LLC
August 22, 2011 - May 6, 2013
IBS SECURITIES, LLC
June 30, 2011 - September 26, 2011
IMBB INVESTMENT ADVISORS
June 30, 2011 - October 21, 2011
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
May 4, 2010 - November 23, 2010
NORIBA INVESTING
January 28, 2008 - May 21, 2009
ASH SECURITIES WHOLESALING, INC.
November 1, 2007 - October 6, 2011
STONEWALL ADVISORS, INC.
August 14, 2007 - October 6, 2011
MEMPHIS CAPITAL
April 2, 2007 - July 24, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - July 24, 2007
MORGAN STANLEY & CO. LLC
March 2, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
March 2, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
June 22, 2005 - April 27, 2006
ADVANCED EQUITIES, INC.
June 22, 2005 - April 27, 2006
ADVANCED EQUITIES, INC.
October 20, 2004 - July 20, 2005
HOWE BARNES CAPITAL MANAGEMENT, INC.
August 5, 2002 - July 20, 2005
HOWE BARNES HOEFER & ARNETT, INC.
July 2, 2001 - May 22, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 11, 2001 - May 22, 2002
WELLS FARGO CLEARING SERVICES, LLC
June 25, 1999 - March 30, 2001
OAK BROOK SECURITIES CORP.
July 25, 1997 - December 23, 1997
PORTFOLIO MANAGEMENT, INC.
January 13, 1994 - June 6, 1997
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
(1/12/2024)
(7/27/2022)
Exams
Series 82TO
Date: 5/1/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
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