Stephen J. Salvatore
Professional summary
Stephen Joseph Salvatore, who also goes by Stephen J Salvatore, is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 3 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Salvatore's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2019 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606February 14, 2012 - July 26, 2019
LEK SECURITIES CORPORATION
October 30, 2008 - July 16, 2010
LEK SECURITIES CORPORATION
September 6, 2006 - December 6, 2006
LASALLE CAPITAL, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2022)
(7/29/2019)
(10/22/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 8/10/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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