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MN

Maria M. Naye

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CRD#: 2441375
MN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria Michele Naye, CFP® was a registered financial professional .

Maria is a previously registered financial professional and started their career in finance in 1994. Maria had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARIA M NAYE IS ACTIVELY ENGAGED IN INDIVIDUAL AND ESTATE TAX PLANNING AND PREPARATION. AS PRESIDENT AND SOLE EMPLOYEE, HER WORK IS CONDUCTED UNDER MARIA M NAYE & ASSOCIATES, LTD ("MMN")LOCATED AT 2011 N. OAK WOOD DR, ARLINGTON HEIGHTS, IL 60004. MS. NAYE HAS OFFERED TAX PLANNING AND PREPARATION SERVICES SINCE 1987 AND HER PRACTICE WAS INCORPORATED INTO MMN IN 1994. TYPICALLY, 40% OF MS. NAYE'S TIME IS SPENT RESEARCHING, ASSISTING AND PREPARING CLIENT TAX RETURNS AND/OR ADDRESSING CLIENT TAX ISSUES. DURING THE TAX SEASON (JANUARY THRU APRIL), MS. NAYE WILL SPEND 30-40 HOURS PER WEEK PROVIDING TAX PREPARATION SERVICES. FROM JUNE THRU DECEMBER, MS. NAYE WILL SPEND APPROXIMATELY 20 - 25 HOURS PER MONTH ASSISTING CIENTS WITH ONGOING TAX PLANNING AND/OR TAX PREPARATION. TAX SERVICES ARE INVESTMENT-RELATED INSOFAR AS ANY CLIENT TRANSACTION THAT MAY TRIGGER TAX LIABILITY IN WHICH THE CLIENT SEEKS MS. NAYE'S ADVICE TO PROPERLY PLAN FOR THE TAX LIABILITY.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

September 19, 1997 - December 31, 2022

MARIA M. NAYE & ASSOCIATES, LTD

RIA
CRD#: 123512
ARLINGTON HEIGHTS, IL
Past

September 14, 1994 - January 3, 1997

AHT FINANCIAL GROUP, LTD.

BD
CRD#: 17998
BARRINGTON, IL
Past

July 15, 1994 - September 20, 1994

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/1994
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/23/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/1994
General Securities Representative Examination

Current Firm

MM
MARIA M. NAYE & ASSOCIATES, LTD
MARIA M. NAYE & ASSOCIATES, LTD

CRD#: 123512 / SEC#:

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Contact information

Main Address
Arlington Heights, IL
Mailing Address
Phone number
(847) 502-4076
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts28
AUM (Assets Under Management)$ 9,302,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARIA M. NAYE & ASSOCIATES, LTD

CRD#: 123512

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