Adam N. Benson

SUMMIT CREEK ADVISORS

Minneapolis, MN 55402

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CRD#: 2441190

Professional summary

Adam Nathan Benson is a registered financial advisor currently at SUMMIT CREEK ADVISORS located in Minneapolis, Minnesota.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Adam has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Nathan Benson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2013 - Present

SUMMIT CREEK ADVISORS

Office #1: 120 South Sixth Street Suite 2200, Minneapolis, MN 55402

RIA

CRD#: 135496

Minneapolis, MN

Past

January 27, 1995 - October 9, 1995

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT CREEK ADVISORS

SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC

CRD#: 135496 / SEC#: 801-70380

RIA

Registered Investment Advisory firm - (8/11/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/27/2013)

IAR

Texas
(5/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1994

General Securities Representative Examination

Current Firm

SUMMIT CREEK ADVISORS

SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC

CRD#: 135496 / SEC#: 801-70380

RIA

Registered Investment Advisory firm - (8/11/2009 Approved)

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Contact information

Main Address

120 South Sixth Street Suite 2200, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 746-8990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCA FORM ADV PART 2A - BROCHURE: MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 789,760,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam N. Benson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Nathan Benson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT CREEK ADVISORS

PIPER SANDLER & CO.

Primary Firm SEC Registration

SUMMIT CREEK ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/1995

Series 7

Date: 11/21/1994

Current Firm

SUMMIT CREEK ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT CREEK ADVISORS

TRUST BUT VERIFY

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