Raymond Aponte

WEMATCH.LIVE LLC

New York, NY 10004

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CRD#: 2441103

Professional summary

Raymond Aponte is a registered financial professional currently at WEMATCH.LIVE LLC located in New York, New York.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 1997. Raymond has worked at 7 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 57, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Aponte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

WEMATCH.LIVE LLC

Office #1: 75 Broad Street Suite 640, New York, NY 10004

CRD#: 322944

New York, NY

Past

August 7, 2015 - June 30, 2020

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

June 23, 2014 - June 8, 2015

PAR5 CAPITAL & CO LLC

CRD#: 134657

UPPER SADDLE RIVER, NJ

Past

March 6, 2008 - October 10, 2008

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

July 21, 2005 - March 7, 2008

PAR5 CAPITAL & CO LLC

CRD#: 134657

RAMSEY, NJ

Past

June 21, 2002 - May 3, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 9, 1998 - June 13, 2002

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

December 15, 1997 - December 17, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/22/2024)

Connecticut
(4/22/2024)

Delaware
(5/15/2024)

Florida
(4/22/2024)

Illinois
(1/23/2025)

Maryland
(5/16/2024)

Massachusetts
(4/22/2024)

Michigan
(5/9/2024)

Minnesota
(4/22/2024)

New Jersey
(5/8/2024)

New York
(4/22/2024)

North Carolina
(4/23/2024)

Ohio
(4/22/2024)

Pennsylvania
(4/23/2024)

Texas
(4/23/2024)

Washington
(5/9/2024)

Exams

State Security Law Exam

Series 63

Date: 4/14/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/15/2022

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 11/15/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 7/1/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 6/21/2014

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 9/28/1999

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

Current Firm

WEMATCH.LIVE LLC

CRD#: 322944 / SEC#: , 8-71007

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

75 Broad Street Suite 640, New York, NY 10004

Mailing Address

75 Broad Street Suite 640, New York, NY 10004

Phone number

(646) 389-8197

Established

Delaware since 07/01/2022

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WEMATCH.SUPPORT US INC.	SOLE SHAREHOLDER
CHALEFF, GLENN MATTHEW	CHIEF COMPLIANCE OFFICER	4014721
HENDERSON, STUART ROBERT	PRINCIPAL FINANCIAL OFFICER/FINOP	1121476
HOCHSTADTER, EDWARD R JR.	CHIEF EXECUTIVE OFFICER	3147648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond Aponte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Aponte's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

PAR5 CAPITAL & CO LLC

G-2 TRADING,LLC

PAR5 CAPITAL & CO LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE IXE, LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2024

Series 7TO

Date: 11/15/2022

Series 57TO

Date: 11/15/2022

SIE

Date: 10/1/2018

Series 57

Date: 7/1/2017

Series 7

Date: 6/21/2014

Series 55

Date: 9/28/1999

FINRA

Current Firm

WEMATCH.LIVE LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEMATCH.LIVE LLC

TRUST BUT VERIFY

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