SW
Steven G. Westenberg
PACKERLAND BROKERAGE SERVICES
Oconto, WI 54153
Some features on this profile are disabled
CRD#: 2440924
SW
Professional summary
Steven G Westenberg is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Oconto, Wisconsin.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
~INSURANCE SALES, APPT. W/ VARIOUS CO'S. PRODUCTS: LIFE, HEALTH, DI, FIXED & INDEXED ANNUITIES. INVESTMENT RELATED. START DATE 1988, 15 HRS A MONTH TIME DEVOTED. WESTENBERG FINANCIAL SER., 245 COOK AVE OCONTO WI 54153. ~RENTAL PROPERTY, OFFICE & APARTMENT RENTAL INCOME. 1-2 HRS A MONTH TIME DEVOTED. START DATE 2000. NON-INVEST. RELATED. ~PACKERLAND BROKERAGE BOARD OF DIRECTORS, NON-INVESTMENT RELATED, APPROX. 3 HOURS A MONTH TIME DEVOTED. PACKERLAND COMMERCIAL PROPERTY, LLC PART OWNER OF PROPERTY AT 432 SECURITY BLVD GREEN BAY, WI 54313. ENTITY RENTS OFFICE SPACE AND RECEIVES RENTAL INCOME NON-INVESTMENT RELATED START DATE: 12/31/21
CRS (Client Relationship Summary) - RIA
Click below to view Steven G Westenberg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven G Westenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2006 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 245 Cook Ave, Oconto, WI 54153RIA
BD
CRD#: 37031
Oconto, WI
Current
June 6, 1995 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 245 Cook Ave, Oconto, WI 54153RIA
BD
CRD#: 37031
Oconto, WI
Past
January 18, 1994 - June 19, 1995
AMERICAN BEACON PARTNERS, INC.
BD
CRD#: 15791
EAU CLAIRE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/22/2024)
IAR
Alaska(5/22/2024)
RR
Arizona(8/10/2012)
IAR
Arizona(2/6/2018)
RR
California(6/26/2023)
IAR
California(6/27/2023)
RR
Colorado(1/24/2020)
IAR
Colorado(1/24/2020)
RR
Florida(3/17/1998)
IAR
Florida(5/18/2023)
RR
Illinois(3/20/2015)
IAR
Illinois(9/16/2015)
RR
Iowa(11/6/2017)
IAR
Iowa(11/17/2017)
RR
Kentucky(9/18/2025)
IAR
Kentucky(9/19/2025)
RR
Michigan(7/31/2001)
IAR
Michigan(6/29/2010)
RR
Minnesota(8/14/2018)
IAR
Minnesota(8/15/2018)
RR
North Carolina(12/12/2024)
IAR
North Carolina(12/12/2024)
RR
Pennsylvania(7/13/2010)
IAR
Pennsylvania(8/1/2019)
RR
Texas(11/17/2021)
IAR
Texas(11/18/2021)
RR
Utah(2/9/2022)
IAR
Utah(2/9/2022)
RR
Virginia(7/8/2025)
IAR
Virginia(7/10/2025)
RR
Washington(3/28/2022)
IAR
Washington(3/28/2022)
RR
Wisconsin(6/6/1995)
IAR
Wisconsin(5/24/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 4/29/1996
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
