Barton G. Ice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barton Geoffrey Ice, who also goes by Barton Ice, was a registered financial professional .
Barton is a previously registered financial professional and started their career in finance in 1995. Barton had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2007 - April 12, 2018
LCS SECURITIES, LLC
January 1, 1997 - January 3, 2006
LEVCO SECURITIES, INC.
June 28, 1996 - March 23, 2006
BKF ASSET MANAGEMENT, INC.
October 9, 1995 - January 1, 1997
JOHN A. LEVIN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
LCS SECURITIES, LLC
CRD#: 140147 / SEC#: , 8-67288
Contact information
Documents
Red Flags
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