James C. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Clark Hunter, AIF®, CFP®, who also goes by James Hunter, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 2 firms and has passed the Series 63, Series 65, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
May 19, 2009 - June 30, 2022
JOHNSON INVESTMENT COUNSEL, INC.
April 16, 1997 - February 10, 1999
2480 SECURITIES LLC
Primary Firm SEC Registration
JOHNSON INVESTMENT COUNSEL, INC.
CRD#: 117054 / SEC#: 801-60676
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/13/1994
Non-Member General Securities ExaminationCurrent Firm
JOHNSON INVESTMENT COUNSEL, INC.
CRD#: 117054 / SEC#: 801-60676
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,634 |
| AUM (Assets Under Management) | $ 20,872,135,890 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/22/2025 | ||
| 06/12/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
