Bernard R. Bober
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Robert Bober, who also goes by Bernard R Bober, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1970. Bernard had worked at 3 firms and has passed the Series 65, Series 1, F04, Series 40 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2005 - December 31, 2019
RICHTER BOBER ASSET MANAGEMENT, LLC
January 23, 1976 - January 8, 1991
EHRLICH-BOBER & CO., INC.
July 29, 1970 - October 27, 1971
EHRLICH BOBER & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/17/1961
Registered Representative ExaminationF04
Date: 5/17/1977
Financial Principal ExaminationSeries 40
Date: 5/2/1977
Registered Principal ExaminationSeries 00
Date: 7/20/1970
General Securities Principal ExaminationCurrent Firm
RICHTER BOBER ASSET MANAGEMENT, LLC
CRD#: 121956 / SEC#: 801-61367
Contact information
Red Flags
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