DP
David F. Painter
SOUTHERN FINANCIAL GROUP
Birmingham, AL 35242
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CRD#: 2440620
DP
Professional summary
David Franklin Painter, CFP® is a registered financial advisor currently at SOUTHERN FINANCIAL GROUP, LLC located in Birmingham, Alabama and OSAIC WEALTH, INC. located in Birmingham, Alabama.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Estate Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-SOUTHERN FINANCIAL GROUP LLC; INVESTMENT RELATED;700 Corporate Parkway,Birmingham,AL 35242; RIA; OWNER, PARTNER; 11/2006; FULL TIME; FULL TIME; COMPENSATION-FEE BASED ON AUM; FINANCIAL ADVISOR AND CCO
2-TRIAD ADVISORS, INC., INVESTMENT RELATED; , REGISTERED REPRESENTATIVE OF TRIAD WHICH IS A BROKER/DEALER SINCE 2001.
3)Southern Rental Group LLC;not investment related;45 Spring Valley Dr,Chelsea,AL 35043;condo rental;owner(single member LLC);5/15/2015;2-3 hrs/month;0 hrs during trading;owner of condo in Auburn,AL rented to college students
4)Southern Financial Group LLC;investment related;700 Corporate Parkway,Birmingham,AL 35242;tax return preparation;owner/partner;3/2007;part-time during tax filing season;tax preparation/planning;
5) SOUTHERN PROPERTIES GROUP LLC;700 Corporate Parkway,Birmingham,AL 35242; Not Investment Related; Rental of Office Bldg; Owner: 6/13/17; 2-4 Hours per month; 0 hours per day; general maintenance / book keeping;
CRS (Client Relationship Summary) - RIA
Click below to view David Franklin Painter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
February 9, 2007 - Present
SOUTHERN FINANCIAL GROUP, LLC
Office #1: 700 Corporate Parkway, Birmingham, AL 35242RIA
CRD#: 142644
Birmingham, AL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 700 Corporate Parkway, Birmingham, AL 35242RIA
BD
CRD#: 23131
BIRMINGHAM, AL
Past
January 26, 2006 - April 25, 2007
MONEY MANAGEMENT SERVICES INC
RIA
CRD#: 106832
BIRMINGHAM, AL
Past
January 2, 2001 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
BIRMINGHAM, AL
Past
January 10, 1994 - December 31, 2000
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOUTHERN FINANCIAL GROUP, LLC
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644 / SEC#: 801-67489
RIA
Registered Investment Advisory firm - (2/9/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(2/13/2007)
RR
Alabama(8/23/2024)
RR
Georgia(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SOUTHERN FINANCIAL GROUP, LLC
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644 / SEC#: 801-67489
RIA
Registered Investment Advisory firm - (2/9/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 Corporate Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 383-1415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,492 |
| AUM (Assets Under Management) | $ 936,121,455 |
Red Flags
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Company Information
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644Birmingham, AL 35242TRUST BUT VERIFY
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Contact information
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