Alex Zonis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Zonis was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1994. Alex had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2021 - December 4, 2023
ZONIS CAPITAL MANAGEMENT GROUP, LLC
September 17, 2008 - November 28, 2011
GARDEN STATE SECURITIES, INC.
November 6, 2003 - September 12, 2008
E1 ASSET MANAGEMENT, INC.
May 24, 2002 - October 31, 2002
BRILL SECURITIES, INC.
March 23, 1999 - November 14, 2001
FLETCHER AND FARADAY, INC.
April 17, 1998 - April 2, 1999
BARRON CHASE SECURITIES, INC.
April 7, 1998 - April 24, 1998
H.J. MEYERS & CO., INC.
March 27, 1998 - April 1, 1998
J. P. GIBBONS & CO., INC.
December 9, 1996 - March 3, 1998
WALSH MANNING SECURITIES, LLC
November 14, 1996 - December 16, 1996
CONTINENTAL BROKER-DEALER CORP.
December 15, 1995 - October 1, 1996
HFC CAPITAL CORP.
August 7, 1995 - November 30, 1995
GLOBAL STRATEGIES GROUP, INC.
November 16, 1994 - March 30, 1995
FLETCHER AND FARADAY, INC.
July 1, 1994 - November 28, 1994
BERKELEY SECURITIES CORPORATION
May 4, 1994 - July 7, 1994
BUTTONWOOD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZONIS CAPITAL MANAGEMENT GROUP, LLC
CRD#: 168027 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
