Marc R. Vezina
Professional summary
Marc Roger Vezina, who also goes by Marc Vezina, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Roger Vezina's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 26, 2021 - February 3, 2022
GROWTH CAPITAL SERVICES, INC.
September 6, 2017 - August 16, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
August 21, 2017 - August 16, 2019
FIRST ALLIED SECURITIES, INC.
March 7, 1997 - August 22, 2017
FIDELITY DISTRIBUTORS COMPANY LLC
February 27, 1996 - July 29, 1996
FORESIDE ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2022)
(9/15/2023)
(4/23/2025)
(8/22/2023)
(8/18/2023)
(6/5/2025)
(10/18/2024)
(7/3/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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