Tom J. Siurek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tom Joseph Siurek, who also goes by Thomas Joseph Siurek, Tom Siurek, was a registered financial professional .
Tom is a previously registered financial professional and started their career in finance in 2002. Tom had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2020 - June 17, 2024
NETWORK 1 FINANCIAL SECURITIES INC.
September 5, 2017 - April 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 2017 - April 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2002 - August 26, 2016
LAKESHORE SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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