Alfonso I. Samper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfonso Infante Samper, who also goes by Alfonso Infantes Samper, was a registered financial professional .
Alfonso is a previously registered financial professional and started their career in finance in 1994. Alfonso had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2011 - February 24, 2016
OCP CAPITAL, LLC
January 1, 2006 - April 28, 2011
JUNIPER CAPITAL GROUP, LLC
February 8, 2005 - August 10, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 2, 2001 - February 7, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 1, 1999 - December 31, 2000
WELLS FARGO CLEARING SERVICES, LLC
June 2, 1994 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCP CAPITAL, LLC
CRD#: 143381 / SEC#: , 8-67556
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIMERA CAPITAL PARTNERS, LLC | MEMBER | |
| RUDMAN, GEORGE PAUL | PRESIDENT, CCO, FINOP | 2757828 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
