Robert S. Kondratick
Professional summary
Robert Stephen Kondratick JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Robert had worked at 6 firms, which includes THE MINNEAPOLIS COMPANY INC., MAGNUM SECURITIES OF NEW YORK INC., CREATIVE CAPITAL MANAGEMENT CORPORATION, CELADON FINANCIAL GROUP LLC, THE HAMILTON-SHEA GROUP INC., LANDMARK INTERNATIONAL EQUITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2000 - August 30, 2000
THE MINNEAPOLIS COMPANY, INC.
July 23, 1998 - October 1, 1998
MAGNUM SECURITIES OF NEW YORK INC.
January 15, 1998 - May 18, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATION
June 9, 1997 - July 23, 1997
CELADON FINANCIAL GROUP LLC
January 4, 1997 - May 9, 1997
THE HAMILTON-SHEA GROUP, INC.
June 11, 1996 - December 12, 1996
LANDMARK INTERNATIONAL EQUITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MINNEAPOLIS COMPANY, INC.
CRD#: 38859 / SEC#: , 8-48448
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
