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RK

Robert Stephen Kondratick Jr

CRD# 2440026·Registered 1996 - 2000
Barred: Robert Stephen Kondratick JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Stephen Kondratick JR, who also goes by Robert Kondratic, Robert Stephen Kondratick, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1996 - 2000. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Kondratic, Robert Stephen Kondratick

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Past

THE MINNEAPOLIS COMPANY, INC.Past·CRD# 38859
BD
Melville, NY
April 6, 2000 - August 30, 2000
MAGNUM SECURITIES OF NEW YORK INC.Past·CRD# 39267
BD
New York, NY
July 23, 1998 - October 1, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATIONPast·CRD# 11145
BD
Cleveland, OH
January 15, 1998 - May 18, 1998
CELADON FINANCIAL GROUP LLCPast·CRD# 36538
BD
Morristown, NJ
June 9, 1997 - July 23, 1997
THE HAMILTON-SHEA GROUP, INC.Past·CRD# 37526
BD
Pompano Beach, FL
January 4, 1997 - May 9, 1997
LANDMARK INTERNATIONAL EQUITIESPast·CRD# 25098
BD
Westbury, NY
June 11, 1996 - December 12, 1996

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Current Firm

TM
THE MINNEAPOLIS COMPANY, INC.

NEWCO-MINNEAPOLIS, INC. | THE MINNEAPOLIS COMPANY, INC.

CRD#: 38859 / SEC#: 8-48448
BD
Terminated by SEC on 10/23/2000

Contact Information

Established

Minnesota since 05/26/1995

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
NIGOHOSSIAN, CHRISTIAN LEVONTREASURER/SECRETARY/ROP/CROP/TRADE ORDER ENTRY SUPERVISOR2212929
PENN, SUSAN GEORGETTEPRESIDENT, CCO, FINOP1104422

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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