Bernard J. Cullen

CLAREMONT FINANCIAL GROUP,INC.

CLAREMONT, CA 91711

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CRD#: 2439958

Professional summary

Bernard John Cullen is a registered financial advisor currently at CLAREMONT FINANCIAL GROUP,INC. located in Claremont, California.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bernard has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard John Cullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 1996 - Present

CLAREMONT FINANCIAL GROUP,INC.

Office #1: 250 W. First Street #216, Claremont, CA 91711

RIA

CRD#: 107806

CLAREMONT, CA

Past

November 23, 1994 - January 13, 2004

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

August 31, 1994 - December 8, 1994

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLAREMONT FINANCIAL GROUP,INC.

CRD#: 107806 / SEC#: 801-57506

RIA

Registered Investment Advisory firm - (5/11/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/30/1994

General Securities Representative Examination

Current Firm

CLAREMONT FINANCIAL GROUP,INC.

CRD#: 107806 / SEC#: 801-57506

RIA

Registered Investment Advisory firm - (5/11/2000 Approved)

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Contact information

Main Address

464 North Indian Hill Blvd., Claremont, CA 91711-4650

Mailing Address

Phone number

(909) 624-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLAREMONT FINANCIAL DISCLOSURE BROCHURE AND SUPPLEMENTS (7/28/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 118,987,617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bernard J. Cullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard John Cullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLAREMONT FINANCIAL GROUP,INC.

ASSOCIATED SECURITIES CORP.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

CLAREMONT FINANCIAL GROUP,INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2003

Series 63

Date: 9/14/1994

Series 7

Date: 8/30/1994

Current Firm

CLAREMONT FINANCIAL GROUP,INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLAREMONT FINANCIAL GROUP,INC.

TRUST BUT VERIFY

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