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JS

Joyce C. Suleski

Some features on this profile are disabled
CRD#: 2439944
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joyce Carol Suleski, who also goes by Joyce Carol Suleski Barnoski, Joyce Carol Suleski Barnoski, was a registered financial professional .

Joyce is a previously registered financial professional and started their career in finance in 1994. Joyce had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joyce Carol Suleski Barnoski | Joyce Carol Suleski Barnoski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 17, 2014 - April 27, 2015

USI SECURITIES, INC.

BD
CRD#: 43793
GLASTONBURY, CT
Past

April 14, 2010 - July 9, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SHELTON, CT
Past

October 24, 2007 - September 26, 2008

MMC SECURITIES LLC

BD
CRD#: 103846
HARTFORD, CT
Past

March 12, 1998 - June 28, 2005

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL
Past

January 27, 1994 - July 21, 1997

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 27, 1994 - July 21, 1997

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
USI SECURITIES, INC.
USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA
Registered Investment Advisory firm - SEC (6/4/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/26/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

US
USI SECURITIES, INC.
USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA
Registered Investment Advisory firm - SEC (6/4/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
Mailing Address
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
Phone number
(860) 652-3239
Established
Delaware since 07/29/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
25

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

USI SECURITIES, INC. - RIA - FORM ADV PART 2A (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
USIC INVESTMENT GROUP INC.SHAREHOLDER
BOWMAN, RICHARD CHARLESFINOP, DIRECTOR OF OPERATIONS2356525
GRITZER, JOSEPH JOHN JRPRESIDENT2162679
KAPPUS, DAVID LTREASURER6837749
NEWBORN, ERNEST JOSHUADIRECTOR/SECRETARY3154426
ROBIDOUX, MELINDA MCDONALDCHIEF COMPLIANCE OFFICER2848093
TREMKO, WILLIAM MICHAELCHIEF EXECUTIVE OFFICER4495149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

USI SECURITIES, INC.

CRD#: 43793

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