Frank V. Giancola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Vincent Giancola, who also goes by Frank Giancola, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1994. Frank had worked at 19 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2017 - June 5, 2019
MOMENTIX CAPITAL, INC.
June 11, 2015 - September 3, 2015
ARIVE CAPITAL MARKETS
February 20, 2015 - June 18, 2015
ALEXANDER CAPITAL, L.P.
May 21, 2013 - October 24, 2014
NATIONAL SECURITIES CORPORATION
April 30, 2012 - May 20, 2013
LEGEND SECURITIES, INC.
May 16, 2005 - October 14, 2005
GLB TRADING, INC
January 28, 2003 - April 19, 2005
GUNNALLEN FINANCIAL, INC
April 2, 2002 - December 4, 2002
J.P. TURNER & COMPANY, L.L.C.
January 30, 2002 - March 12, 2002
SALOMON GREY FINANCIAL CORPORATION
September 6, 2000 - October 18, 2000
BARRON CHASE SECURITIES, INC.
November 10, 1999 - July 28, 2000
KLEIN, MAUS & SHIRE INC.
June 3, 1999 - April 10, 2000
INSTITUTIONAL EQUITY CORPORATION
April 30, 1999 - June 7, 1999
LLOYD WADE SECURITIES INC.
October 22, 1998 - December 8, 1998
ROSS SECURITIES CORP.
July 9, 1998 - July 14, 1998
CENTEX SECURITIES, INCORPORATED
October 3, 1996 - February 13, 1998
ROYAL HUTTON SECURITIES CORP.
July 7, 1995 - October 15, 1996
TOLUCA PACIFIC SECURITIES CORP.
March 27, 1995 - June 16, 1995
CRESSIDA CAPITAL, INC
February 22, 1994 - May 3, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOMENTIX CAPITAL, INC.
CRD#: 20130 / SEC#: , 8-38086
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
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